United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment

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Examining the housing finance system: the to-be-announced market : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session, on the examination of the securitization markets with specific focus on a part of the securitization system important to housing finance, the to-be-announced or TBA market, August 3, 2011

by United States. Congress. Senate. Committ... First published in 2012 — 2 editions

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Market microstructure: examination of exchange-traded funds (ETFs) : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session, on examining exchange-traded funds (ETFs), October 19, 2011

by United States. Congress. Senate. Committ... First published in 2012 — 2 editions

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Examining the IPO process: is it working for ordinary investors? : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, second session ... June 20, 2012

by United States. Congress. Senate. Committ... First published in 2013 — 2 editions

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Transparency in accounting: proposed changes to accounting for off-balance-sheet entities : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, second session ... Thursday, September 18, 2008

by United States. Congress. Senate. Committ... First published in 2010 — 1 edition

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Emergence of swap execution facilities

by United States. Congress. Senate. Committ... First published in 2012 — 1 edition

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The state of securitization markets: hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session ... May 18, 2011

by United States. Congress. Senate. Committ... First published in 2011 — 1 edition

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The fiscal year 2012 budget for the Securities and Exchange Commission: hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session ... March 10, 2011

by United States. Congress. Senate. Committ... First published in 2011 — 1 edition

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Examining the efficiency, stability, and integrity of the U.S. capital markets: joint hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, and the Permanent Subcommittee on Investigations of the Committee on Homeland Security and Governmental Affairs, United States Senate, One Hundred Eleventh Congress, second session ... December 8, 2010

by United States. Congress. Senate. Committ... First published in 2011 — 1 edition

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Examining the causes and lessons of the May 6th market plunge: hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, second session ... May 20, 2010

by United States. Congress. Senate. Committ... First published in 2010 — 1 edition

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The role of the accounting profession in preventing another financial crisis: hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session ... April 6, 2011

by United States. Congress. Senate. Committ... First published in 2011 — 1 edition

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Consolidation of NASD and the regulatory functions of the NYSE: working towards improved regulation : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, first session, on the overall impact and outcome of the consolidation on the regulatory scheme including but not limited to the areas of rules, governance, enforcement and compliance, advertising, arbitration, funding, and the potential impact on investors, Thursday, May 17, 2007

by United States. Congress. Senate. Committ... First published in 2009 — 1 edition

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Turmoil in the U.S. credit markets: examining the regulation of investment banks by the U.S. Securities and Exchange Commission : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, second session, on steps taken by the agency then and now to encourage the investment banks that it regulates to better manage their risks and how the SEC can be strengthened to meet its mission as the advocate for investors while overseeing securities markets and financial stability of Wall Street firms, Wednesday, May 7, 2008

by United States. Congress. Senate. Committ... First published in 2010 — 1 edition

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Protecting shareholders and enhancing public confidence by improving corporate governance: hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session ... July 29, 2009

by United States. Congress. Senate. Committ... First published in 2010 — 1 edition

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Risk management and its implications for systemic risk: hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, second session, on risk management and its implications for systemic risk, Thursday, June 19, 2008

by United States. Congress. Senate. Committ... First published in 2010 — 1 edition

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A global view: examining cross-border exchange mergers : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, first session, on current trends in capital markets and exchanges, including mergers and acquisitions, and precipitating factors; and the impact such changes have on regulation, market participants, and investors, Thursday, July 12, 2007

by United States. Congress. Senate. Committ... First published in 2009 — 1 edition

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Regulating hedge funds and other private investment pools: hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on examining the regulation of hedge funds and other private investment pools to assist regulators in addressing fraud and preventing systemic risk in our capital markets, July 15, 2009

by United States. Congress. Senate. Committ... First published in 2010 — 1 edition

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Examining investor risks in capital raising: hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session ... December 14, 2011

by United States. Congress. Senate. Committ... First published in 2013 — 1 edition

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High frequency trading's impact on the economy: hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Thirteenth Congress, second session, on examining the value, benefits, risks, burdens, and concerns high frequency trading creates for the economy and the marketplace, June 18, 2014

by United States. Congress. Senate. Committ... First published in 2014 — 1 edition

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Management and structural reforms at the Securities and Exchange Commission: a progress report : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session ... November 16, 2011

by United States. Congress. Senate. Committ... First published in 2013 — 1 edition

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Emerging issues in insurance regulation: hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session ... September 14, 2011

by United States. Congress. Senate. Committ... First published in 2012 — 1 edition

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United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment

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